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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-21 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
800 Virginia Avenue Suite 38-K, Fort Pierce, FL 34982 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Fort Pierce | FL | 10/1987 | Present |
| Pruco Securities, Llc. | Fort Pierce | FL | 10/1987 | 11/2024 |
| Lpl Enterprise, Llc | Fort Pierce | FL | 11/2024 | Present |
1) 11/22/2024 - Implecon Financial Services, Inc. - Selling and Servicing non sponsored insurance products, (note: I have out and out Prudential contract which allows me to sell non sponsored fixed insurance products) - Non-Variable Insurance - Inv Related - At Fort Pierce, FL - Start Date 10/25/2002 - 2hrs/mth - 2hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-10 |
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