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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-27
TX RA APPROVED 2021-05-26
  • CA RA
    APPROVED
    Since 2021-05-27
  • TX RA
    APPROVED
    Since 2021-05-26

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Broker-Dealer, Inc. Las Vegas NV 08/2014 04/2017
Adp Inc. Las Vegas NV 08/2014 04/2017
N/A Las Vegas NV 05/2017 09/2017
Reliant Retirement Services Las Vegas NV 10/2017 02/2018
Bancwest Investment Services Pasadena CA 03/2018 05/2021
Bank Of The West Pasadena CA 03/2018 05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 05/2021 Present
Bank Of America, N.A. Pasadena CA 06/2021 Present
  • 08/2014 → 04/2017
    Adp Broker-Dealer, Inc.
    Las Vegas, NV
  • 08/2014 → 04/2017
    Adp Inc.
    Las Vegas, NV
  • 05/2017 → 09/2017
    N/A
    Las Vegas, NV
  • 10/2017 → 02/2018
    Reliant Retirement Services
    Las Vegas, NV
  • 03/2018 → 05/2021
    Bancwest Investment Services
    Pasadena, CA
  • 03/2018 → 05/2021
    Bank Of The West
    Pasadena, CA
  • 05/2021 → Present
    Pasadena, CA
  • 06/2021 → Present
    Bank Of America, N.A.
    Pasadena, CA
Previous Registrations
  • 2018-04-20 → 2021-06-07
    Bancwest Investment Services, Inc.
    Pasadena, CA
    Santa Fe Springs, CA
    Pico Rivera, CA
    City Of Industry, CA
    Baldwin Park, CA
    Covina, CA
    Chino, CA
    Rancho Cucamonga, CA
    San Dimas, CA
    Pasadena, CA
    Pasadena, CA
    Sierra Madre, CA
    City Of Commerce, CA
    Downey, CA
    Lakewood, CA
    Compton, CA
    South Gate, CA
    Long Beach, CA
  • 2013-04-10 → 2014-08-04
    Temecula, CA
    Las Vegas, NV
Other Businesses

I*1020474 For profit or not for profit: Entity For Profit Name of outside business organization: The F Words Of Sales Investment related: N Address of business: Las Vegas, Nevada Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/1/2022 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , This is an entity to represent my interests in the book I am writing *1204300 For profit or not for profit: Entity For Profit Name of outside business organization: Sweet Tequilas Investment related: N Address of business: Pasadena, California, 91101 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 4/1/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 1 Duties: , Manufacturing, marketing and distributing post-distilled alcoholic beverages. My responsibilities will include formulation of product, start-up logistics and contributing to marketing ideas. I*1377259 For profit or not for profit: Entity For Profit Name of outside business organization: Sweet Tequilas Investment related: N Address of business: Pasadena, California, 91101, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer"], Start date of relationship: 8/1/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 1 Duties: , My role and responsibilities may be reduced to mainly start-up logistics, flavor formulation and marketing ideas for post-distilled alcoholic beverages.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-19
S66 Uniform Combined State Law Examination 2013-04-08
  • S65 Uniform Investment Adviser Law Examination
    2018-04-19
  • S66 Uniform Combined State Law Examination
    2013-04-08
Other Names
  • Virgil James Salsman
  • Jim V Salsman
  • Jim Salsman
  • Virgil J Salsman

View on SEC IAPD

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