Nathan Paul Rogers

Current Employers

Employment History

• 09/2015 → 01/2021
  Scottrade, Inc.
  Carmichael, CA
• 02/2018 → 01/2021
  Td Ameritrade, Inc.
  Redding, CA
• 02/2018 → 01/2021
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 01/2021 → 09/2023
  Polaris Wealth Advisory Group
  San Rafael, CA
• 09/2023 → Present
  Ep Wealth Advisors, Llc
  Torrance, CA

Previous Registrations

• 2021-01-15 → 2023-10-03
  Polaris Wealth Advisory Group
  San Rafael, CA
• 2018-02-27 → 2021-01-11
  Td Ameritrade, Inc.
  Redding, CA
  Roseville, CA
• 2018-02-26 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Redding, CA
• 2017-04-24 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

Mr. Rogers is the owner and landlord of a rental property in Redding, CA. This is a non-investment related activity. Mr. Rogers devotes approximately four hours per month on business and operational matters related to the property. Name of OBA: Shasta College. Not investment-related. Address of OBA: 11555 Old Oregon Trail, Redding, CA 96003. Nature of OBA: Higher Education, Professor. Start Date: 08/15/22 20 hours/month, 0 during securities hours. Description: Teaching college course on Business Law and Business Communications Nathan Rogers provides legal services as a solo practitioner where there is not conflict with EP Wealth Advisors, LLC. Mr. Rogers dedicates approximately 3 hours per week to this activity, outside of trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-27
• S66 Uniform Combined State Law Examination
  2017-04-24
• S63 Uniform Securities Agent State Law Examination
  2013-11-05

Other Names

• Nathan Rogers