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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-03-09 |
Branch Locations
115 Glastonbury Blvd., Glastonbury, CT 06033 • United States
200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cpa Services, Llc. | Marlborough | CT | 07/1988 | Present |
| Lincoln Financial Advisors | Marlborough | CT | 04/2013 | 03/2017 |
| Lpl Financial | Glastonbury | CT | 03/2018 | Present |
| Integrated Wealth Concepts Llc | Glastonbury | CT | 03/2018 | Present |
1. Integrated Financial Partners / DBA for LPL Business (entity for LPL business) / 2% / Glastonbury, CT 2. 03/13/2018 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 6/2014 - 11 Hours Per Month/3 Hours During Securities Trading - Time Spent 3% - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 06/2014. I expect to spend approximately 11 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-30 |
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