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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-03-09
  • CT RA
    APPROVED
    Since 2018-03-09

Branch Locations

115 Glastonbury Blvd., Glastonbury, CT 06033 • United States

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cpa Services, Llc. Marlborough CT 07/1988 Present
Lincoln Financial Advisors Marlborough CT 04/2013 03/2017
Lpl Financial Glastonbury CT 03/2018 Present
Integrated Wealth Concepts Llc Glastonbury CT 03/2018 Present
  • 07/1988 → Present
    Cpa Services, Llc.
    Marlborough, CT
  • 04/2013 → 03/2017
    Lincoln Financial Advisors
    Marlborough, CT
  • 03/2018 → Present
    Lpl Financial
    Glastonbury, CT
  • 03/2018 → Present
    Glastonbury, CT
Previous Registrations
  • 2014-03-03 → 2017-03-15
    Osaic Fa, Inc.
    Marlborough, CT
    Glastonbury, CT
    Waltham, MA
Other Businesses

1. Integrated Financial Partners / DBA for LPL Business (entity for LPL business) / 2% / Glastonbury, CT 2. 03/13/2018 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 6/2014 - 11 Hours Per Month/3 Hours During Securities Trading - Time Spent 3% - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 06/2014. I expect to spend approximately 11 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-28
S63 Uniform Securities Agent State Law Examination 2013-08-30
  • S65 Uniform Investment Adviser Law Examination
    2014-01-28
  • S63 Uniform Securities Agent State Law Examination
    2013-08-30

View on SEC IAPD

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