Best Investors Account Sign in
Inactive

Joseph Daniel Duncan

Spg Advisors LLC

Kirkland, WA

Claim This Profile
Current Employers
Spg Advisors Llc

11411 Ne 124Th St Suite 255, Kirkland, WA 98034 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-08
OR RA APPROVED 2025-12-08
AZ RA APPROVED 2024-01-12
ID RA APPROVED 2020-11-24
TX RA APPROVED_RES 2020-11-24
WA RA APPROVED 2020-05-19
  • CA RA
    APPROVED
    Since 2025-12-08
  • OR RA
    APPROVED
    Since 2025-12-08
  • AZ RA
    APPROVED
    Since 2024-01-12
  • ID RA
    APPROVED
    Since 2020-11-24
  • TX RA
    APPROVED_RES
    Since 2020-11-24
  • WA RA
    APPROVED
    Since 2020-05-19

Branch Locations

11411 Ne 124Th St Suite 255, Kirkland, WA 98034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Retirement Solution Redmond WA 12/2014 05/2020
Spg Advisors Kirkland WA 05/2020 Present
Spg Advisors Kirkland WA 05/2020 Present
  • 12/2014 → 05/2020
    The Retirement Solution
    Redmond, WA
  • 05/2020 → Present
    Spg Advisors
    Kirkland, WA
  • 05/2020 → Present
    Spg Advisors
    Kirkland, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-11
  • S65 Uniform Investment Adviser Law Examination
    2018-07-11
Other Names
  • Joe Duncan
  • Joseph D Duncan

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RAYMOND JAMES & ASSOCIATES, INC.
PRIVATE ASSET MANAGEMENT INC
RBC CAPITAL MARKETS, LLC
ROBINSWOOD FINANCIAL
MORGAN STANLEY
SCHMIDT FINANCIAL MANAGEMENT
FOCUS PARTNERS WEALTH, LLC

Other Investors

ROBERT MATTHEW GRELLA
SCOTT NORMAN SETTLE
Julia Theresa Cosse
Samantha Lutz
Liam Settle
Alan Leung
THOMAS WALLING CONWAY
LEEANN HUGGINS

Other Offices

LPL FINANCIAL LLC · KIRKLAND, WA
RAYMOND JAMES & ASSOCIATES, INC. · Kirkland, WA
LPL FINANCIAL LLC · KIRKLAND, WA
PRIVATE ASSET MANAGEMENT INC · KIRKLAND, WA
RBC CAPITAL MARKETS, LLC · KIRKLAND, WA
ROBINSWOOD FINANCIAL · KIRKLAND, WA
ROBINSWOOD FINANCIAL · Kirkland, WA
MORGAN STANLEY · Kirkland, WA

More in Kirkland, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor