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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2016-02-17
TX RA APPROVED 2014-03-18
PA RA APPROVED 2013-04-01
  • NV RA
    APPROVED
    Since 2016-02-17
  • TX RA
    APPROVED
    Since 2014-03-18
  • PA RA
    APPROVED
    Since 2013-04-01

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 10/2012 Present
Bank Of America, N.A. Philadelphia PA 06/2013 Present
Other Businesses

I*101348 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARGARET QUINONES INVESTMENT RELATED: N ADDRESS OF BUSINESS: PHILADELPHIA, PENNSYLVANIA 19154 NATURE OF BUSINESS: OTHER, PERSONAL POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/10/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY, I WILL BE MANAGING IT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-29
  • S66 Uniform Combined State Law Examination
    2013-03-29
Other Names
  • Malgorzata Dorota Pietka
  • Margaret Dorota Quinones

View on SEC IAPD

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