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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-06 |
| WY | RA | APPROVED | 2023-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities Incorporated | Casper | WY | 10/2012 | 06/2023 |
| Lpl Financial Llc | Casper | WY | 06/2023 | Present |
| Mutual Advisors Llc | Casper | WY | 07/2018 | 06/2023 |
1) 5/2023 - Platte River Private Wealth / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date 06/06/2023 - 160 Hrs per month 2) 5/2023 - Notary / Investment Related / Casper, WY / Start date 01/28/2017 - 1 Hrs per month 3) 06/2023 - Cortnie Hodder Investments LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Casper, WY - Start date 05/30/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-10 |
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