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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Llc | Louisville | KY | 02/2016 | 03/2018 |
| Triad Advisors | Norcross | GA | 04/2018 | 10/2018 |
| Martin Financial Group, Llc | Louisville | KY | 03/2018 | 01/2019 |
| Mariner Wealth Advisors | New Albany | IN | 02/2019 | 04/2019 |
| J.P. Morgan Securities Llc | Louisville | KY | 05/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Louisville | KY | 05/2024 | Present |
| Fisher Investments | Louisville | KY | 02/2020 | 01/2024 |
| Sarah Cattan Photography | Fisherville | KY | 05/2012 | Present |
Entity Name: Sarah Cattan Photography Investment related: No "Address: Fisherville Kentucky Private Residence" Nature of the other business: Photography Position/Title/Relationship: Owner/Partner Start Date: 05/01/2012 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I take on between 1-10 jobs annually, mainly families that are a time commitment of about an hour each. I have certainly taken pictures of clients, as I have shot many weddings and family portraits."
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-07 |
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