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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-09-25
NJ RA APPROVED 2014-09-22
  • TX RA
    APPROVED
    Since 2014-09-25
  • NJ RA
    APPROVED
    Since 2014-09-22

Branch Locations

530 South Ave W, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westfield NJ 08/2014 Present
Bank Of America, N.A. Westfield NJ 03/2019 Present
Previous Registrations
  • 2014-04-08 → 2014-08-12
    Cranford, NJ
    Westfield, NJ
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-23
  • S66 Uniform Combined State Law Examination
    2014-01-23
Other Names
  • Kathleen Ann Fortuna
  • Kathleen Monahan
  • Kathleen Ann Monahan
  • Kathleen Ann Fortuna
  • Kathy Monahan

View on SEC IAPD

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