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Gary Le Lam

Wells Fargo Clearing Services, LLC

Pasadena, CA

Fontana, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-23
  • CA RA
    APPROVED
    Since 2022-08-23

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

14307 Baseline Ave, Fontana, CA 92336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Bank, N.A. Arcadia CA 09/2008 08/2018
Unionbanc Investment Services, Llc Arcadia CA 09/2012 08/2018
Jpmorgan Chase Bank, N.A. Temple City CA 08/2018 07/2022
J.P. Morgan Securities Llc Temple City CA 08/2018 07/2022
San Gabriel Medical Pharmacy West Covina CA 10/2008 08/2022
Dang Pharmacy Group, Inc. West Covina CA 10/2008 08/2022
Wells Fargo Clearing Services, Llc Rancho Cucamonga CA 08/2022 Present
Wells Fargo Bank, Na Rancho Cucamonga CA 08/2022 Present
  • 09/2008 → 08/2018
    Union Bank, N.A.
    Arcadia, CA
  • 09/2012 → 08/2018
    Unionbanc Investment Services, Llc
    Arcadia, CA
  • 08/2018 → 07/2022
    Jpmorgan Chase Bank, N.A.
    Temple City, CA
  • 08/2018 → 07/2022
    J.P. Morgan Securities Llc
    Temple City, CA
  • 10/2008 → 08/2022
    San Gabriel Medical Pharmacy
    West Covina, CA
  • 10/2008 → 08/2022
    Dang Pharmacy Group, Inc.
    West Covina, CA
  • 08/2022 → Present
    Wells Fargo Clearing Services, Llc
    Rancho Cucamonga, CA
  • 08/2022 → Present
    Wells Fargo Bank, Na
    Rancho Cucamonga, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-10
S63 Uniform Securities Agent State Law Examination 2012-10-09
  • S65 Uniform Investment Adviser Law Examination
    2013-09-10
  • S63 Uniform Securities Agent State Law Examination
    2012-10-09
Other Names
  • Gary Lam
  • Gary Le Lam
  • Gary L Lam

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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