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John Damien Hicks

Wells Fargo Clearing Services, LLC

La Jolla, CA

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-18
CA RA APPROVED 2012-11-07
  • TX RA
    APPROVED_RES
    Since 2014-08-18
  • CA RA
    APPROVED
    Since 2012-11-07

Branch Locations

7714 Girard Ave, La Jolla, CA 92037 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. La Jolla CA 08/2012 11/2016
Wells Fargo Bank, Na La Jolla CA 11/1997 Present
Wells Fargo Clearing Services, Llc La Jolla CA 11/2016 Present
  • 08/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    La Jolla, CA
  • 11/1997 → Present
    Wells Fargo Bank, Na
    La Jolla, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-06
  • S66 Uniform Combined State Law Examination
    2012-11-06

View on SEC IAPD

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