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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
16 N Marengo Ave Ste 409, Pasadena, CA 91101-6111 • United States
Pasadena, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed | Sherman Oaks | CA | 07/2013 | 08/2017 |
| Waddell & Reed Inc | San Juan Capistrano | CA | 08/2017 | 09/2020 |
| Waddell & Reed Inc | Pasadena | CA | 09/2020 | 07/2021 |
| John J Polwrek, Inc | Pasadena | CA | 02/2019 | 07/2021 |
| Lpl Financial Llc | Pasadena | CA | 07/2021 | Present |
1) 7/22/2021 - Polwrek Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 160HRS/MO / 16 N Marengo Ave Suite 409, Pasadena CA 91101 2) 02/28/2019 - John J Polwrek Inc / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 0HRS/MO / 3263 ½ Orlando Rd, Pasadena CA 91107
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-01 |
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