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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-15 |
Branch Locations
155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States
Monterey Park, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 04/2015 | 03/2023 |
| Bank Of America, N.A. | Pasadena | CA | 06/2015 | 03/2023 |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2023 | Present |
| Cetera Investment Advisers Llc | Monrovia | CA | 04/2023 | Present |
1. CO-OWNER OF ARES PALACE LLC (50% OWNERSHIP, PINNACLE REAL ESTATE GROUP; REAL ESTATE AGENT FOCUS ON SELLING PROPERTIES TO CUSTOMERS; ARES PALACE LLC IS AN ACQUISITION COMPANY FOCUSING ON WHOLESALE PROPERTIES; 5 HRS/WK; SALES THROUGH ROYAL OAK BUILDERS, INC; REMODEL AND NEW CONSTRUCTION ON RESIDENTIAL PROPERTIES; 10 HRS/WK; OWNER OF 5 RENTAL PROPERTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-20 |
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