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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-03 |
| TX | RA | APPROVED | 2022-11-03 |
Branch Locations
1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Farago Clearing Services, Llc | Irvine | CA | 05/2018 | 11/2022 |
| Makespace | New York | NY | 03/2017 | 04/2018 |
| Trillium Trading | New York | NY | 09/2014 | 11/2016 |
| United Parcel Service | New York | NY | 11/2016 | 01/2017 |
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 11/2022 | Present |
JAEJ GROUP, LLC; INV. RELATED; IRVINE,CA; 25% OWNERSHIP; START DATE 09/20/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 8; FINET PRACTICE. CHEW STEIN LIVING TRUST ; INV RELATED; LOS ANGELES, CA; TRUST; SUCCESSOR TRUSTEE; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-20 |
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