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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2005-11-30 |
Branch Locations
200 Glastonbury Blvd Suite 103, Glastonbury, CT 06033-4418 • United States
Manchester, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Glastonbury | CT | 03/2008 | Present |
(1) SOME DAY, 258 PARKER STREET, MANCHESTER CT 06042, HOME BASED SEWING AND QUILTING, I DO SEWING ALTERATIONS AND HAND QUILTING FOR VARIOUS PEOPLE, 30 HOURS PER MONTH NOT DURING TRADING HOURS. (2) Address - Main Street, Manchester, CT Business Description - United Methodist Church Business is not investment related Projected Start Date: 01/07/14 Capacity: Other Duties Performed: I sit on the board of trustees of the South United Methodist churc, Manchester, CT and as such have been appointed chairman of investments. It will be my job to review quarterly reports and report the realized and unrealized gain in the accounts and the perfomance of the accounts that are invested with the United Methodist Foundation. Hours Devoted to this OBA Per Month: 10 Hours Devoted to this OBA during business hours: 0 (3) Name: LL Bean Address: Evergreen Walk Shopping Center South Windsor, CT Business Description: Retail Store Start Date: 10/31/20 Capacity: Employee Duties Performed: I will be working as a retail associate, assisting customers with their purchases, restocking shelves and what ever other duties I am assigned Devoted Time:25 hours, 0 4) NAME OF ENTITY: Manchester Symphony Orchestra and Chorale ADDRESS: N/A INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 501(c)(3) - Musical organization. CAPACITY: Other; member at large sitting on the board START DATE: 07/01/2023 DUTIES: Member at Large, who sits on the board of the organization with the ability to vote. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.25
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-30 |
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