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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2005-11-30
  • CT RA
    APPROVED
    Since 2005-11-30

Branch Locations

200 Glastonbury Blvd Suite 103, Glastonbury, CT 06033-4418 • United States

Manchester, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Glastonbury CT 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Glastonbury, CT
Previous Registrations
  • 2003-10-01 → 2005-12-20
    Advest, Inc.
    Glastonbury, CT
Other Businesses

(1) SOME DAY, 258 PARKER STREET, MANCHESTER CT 06042, HOME BASED SEWING AND QUILTING, I DO SEWING ALTERATIONS AND HAND QUILTING FOR VARIOUS PEOPLE, 30 HOURS PER MONTH NOT DURING TRADING HOURS. (2) Address - Main Street, Manchester, CT Business Description - United Methodist Church Business is not investment related Projected Start Date: 01/07/14 Capacity: Other Duties Performed: I sit on the board of trustees of the South United Methodist churc, Manchester, CT and as such have been appointed chairman of investments. It will be my job to review quarterly reports and report the realized and unrealized gain in the accounts and the perfomance of the accounts that are invested with the United Methodist Foundation. Hours Devoted to this OBA Per Month: 10 Hours Devoted to this OBA during business hours: 0 (3) Name: LL Bean Address: Evergreen Walk Shopping Center South Windsor, CT Business Description: Retail Store Start Date: 10/31/20 Capacity: Employee Duties Performed: I will be working as a retail associate, assisting customers with their purchases, restocking shelves and what ever other duties I am assigned Devoted Time:25 hours, 0 4) NAME OF ENTITY: Manchester Symphony Orchestra and Chorale ADDRESS: N/A INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 501(c)(3) - Musical organization. CAPACITY: Other; member at large sitting on the board START DATE: 07/01/2023 DUTIES: Member at Large, who sits on the board of the organization with the ability to vote. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.25

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-30
  • S66 Uniform Combined State Law Examination
    2003-09-30
Other Names
  • Debora Jane Paddock

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