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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
2505 Walnut St. 2Nd Floor, Boulder, CO 80302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Boulder | CO | 10/2014 | Present |
| Western Wealth Management, Llc | Boulder | CO | 06/2016 | Present |
1. 11/25/2014: WESTERN WEALTH MANAGEMENT LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR. 2. 8/7/2015: WESTERN WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 08/06/2015 - 120 HOURS PER MONTH/100 HOURS DURING SECURITIES TRADING. 3. 10/12/2017 - Western Wealth Management, LLC - DBA: New West Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/05/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in October 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/18/2017 - NewWest Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 10/05/2017 - 160 hours per month during securities trading. 5. 8/1/2018 - Westbridge J4, LLC - Investment Related - Ft. Collins, CO - Real Estate Rental - Start Date:07/26/2018 - 2 Hours Per Month/0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-08 |
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