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Nipapan Pamela Rosenblum

Western Wealth Management LLC

Boulder, CO

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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-06-22
  • CO RA
    APPROVED
    Since 2016-06-22

Branch Locations

2505 Walnut St. 2Nd Floor, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Boulder CO 10/2014 Present
Western Wealth Management, Llc Boulder CO 06/2016 Present
Previous Registrations
Other Businesses

1. 11/25/2014: WESTERN WEALTH MANAGEMENT LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR. 2. 8/7/2015: WESTERN WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 08/06/2015 - 120 HOURS PER MONTH/100 HOURS DURING SECURITIES TRADING. 3. 10/12/2017 - Western Wealth Management, LLC - DBA: New West Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/05/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in October 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/18/2017 - NewWest Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 10/05/2017 - 160 hours per month during securities trading. 5. 8/1/2018 - Westbridge J4, LLC - Investment Related - Ft. Collins, CO - Real Estate Rental - Start Date:07/26/2018 - 2 Hours Per Month/0 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-08
  • S66 Uniform Combined State Law Examination
    2012-11-08
Other Names
  • Nipapan Pamela Smarnworawong
  • Nipapan P Rosenblum

View on SEC IAPD

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