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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-11
  • TX RA
    APPROVED
    Since 2021-10-11

Branch Locations

3427 Rivers Edge Trl, Kingwood, TX 77339-2634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Kingwood TX 06/2012 Present
Other Businesses

1. 6/21/2019 - ROBERT D. WHITE & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/6/2020 - Ordos Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/30/20 - 50 Hours Per Month/10 Hours During Securities Trading - Time Spent 20%. 3. 08/01/2022 - ORDOS Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Data Entry/Clerk - Start Date - 07/18/2022 - 10 Hours Per Month/1 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
  • S66 Uniform Combined State Law Examination
    2021-10-11

View on SEC IAPD

Other Firms

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