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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-11 |
Branch Locations
3427 Rivers Edge Trl, Kingwood, TX 77339-2634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Kingwood | TX | 06/2012 | Present |
1. 6/21/2019 - ROBERT D. WHITE & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/6/2020 - Ordos Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/30/20 - 50 Hours Per Month/10 Hours During Securities Trading - Time Spent 20%. 3. 08/01/2022 - ORDOS Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Data Entry/Clerk - Start Date - 07/18/2022 - 10 Hours Per Month/1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-11 |
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