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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-10-03 |
Branch Locations
3883 Howard Hughes Pkwy Ste 700, Las Vegas, NV 89169 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2000 | Present |
| Northwestern Mutual Investment Services | Las Vegas | NV | 05/2000 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2008 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTMENT-RELATED. 2. LUCKEY GLAMPERS LLC., 725 SW HIGGINS AVE. STE. C, MISSOULA, , MONTANA, 59803, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/18/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER 3. TEAM MANAGEMENT LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 6/12/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. AJN SERVICES, LLC, LEGAL ENTITY, START DATE: 02/01/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-30 |
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