Best Investors
Account
Sign in
3231 Central Park West Suite 211, Toledo, OH 43617 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-10-31 |
Branch Locations
3231 Central Park West, Suite 211, Toledo, OH 43617 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-12-26 |
Branch Locations
3231 Central Park W. Dr. #211, Toledo, OH 43617-3008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Co. | Columbus | OH | 05/2012 | 02/2017 |
| Lpl Financial, Llc | Toledo | OH | 03/2017 | Present |
| Gould Ruma Financial Advisors, Llc | Toledo | OH | 03/2017 | Present |
1) 02/03/2017 - GOULD RUMA FINANCIAL ADVISORS - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/01/2017 - 160 hr/mth 2) 04/07/2017 - GOULD RUMA FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 1/26/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - I provide administrative support to GOULD RUMA FINANCIAL ADVISORS, an independent investment advisor firm. I started this business activity in April, 2017. I expect to spend approximately 50% of time spent per month on this activity. Please see the advisory firm Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3) 01/05/2023 - Gould Ruma Financial Advisors - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 01/02/2023 - 2 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-22 |
Reach out to this advisor