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2535 Victory Boulevard, Staten Island, NY 10314 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-11-07 |
| GA | RA | APPROVED | 2025-07-01 |
| CT | RA | APPROVED | 2025-05-13 |
| LA | RA | APPROVED | 2024-11-21 |
| IL | RA | APPROVED | 2023-11-02 |
| MI | RA | APPROVED | 2023-11-02 |
| OH | RA | APPROVED | 2023-11-02 |
| TX | RA | APPROVED | 2023-11-02 |
| FL | RA | APPROVED | 2023-07-26 |
| NJ | RA | APPROVED | 2023-05-01 |
| PA | RA | APPROVED | 2023-04-26 |
| MD | RA | APPROVED | 2022-12-19 |
| NY | RA | APPROVED | 2021-08-31 |
| CA | RA | APPROVED | 2017-01-18 |
Branch Locations
2535 Victory Boulevard, Staten Island, NY 10314 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee | Charlotte | NC | 02/2012 | 12/2017 |
| Vcp Financial Llc | New York | NY | 06/2013 | Present |
LIFE 143, LLC | INVESTMENT-RELATED BUSINESS | 2535 VICTORY BLVD. STATEN ISLAND, NY 10314 |LIFE AND HEALTH INSURANCE |POSITION & TITLE: CO-FOUNDER/MANAGING PARTNER | START DATE: 05/2011 | DEVOTE APPROX. 10 HOURS | NO TIME DEVOTED DURING TRADING HOURS| DUTIES: LIFE AND HEALTH INSURANCE SALES. VESSEL CAPITAL MANAGEMENT, LLC, VESSEL CAPITAL PARTNERS, LLC (THE FUNDS) & VESSEL CAPITAL ADVISORS | INVESTMENT- RELATED BUSINESS | 2535 VICTORY BLVD., STATEN ISLAND, NY 10314 | PRIVATE FUNDS & PRIVATE FUNDS ADVISORY | POSITION &TITLE: CO-FOUNDER-MANAGING PARTNER | START DATE: 03/2020 | DEVOTE APPROX. 70 HOURS PER MONTH | 65 DURING TRADING HOURS | DUTIES: CO-FOUNDER-MANAGING PARTNER, CLIENT PORTFOLIO MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-26 |
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