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Joseph M Fountain

Mml Investors Services, LLC

Glastonbury, CT

East Longmeadow , MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-15
CT RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2023-05-15
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States

East Longmeadow , MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Shelton CT 04/2014 03/2017
Massachusetts Mutual Life Insurance Company Glastonbury CT 07/2016 Present
Mml Investors Services, Llc Glastonbury CT 03/2017 Present
  • 04/2014 → 03/2017
    Metlife Securities Inc
    Shelton, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Glastonbury, CT
  • 03/2017 → Present
    Mml Investors Services, Llc
    Glastonbury, CT
Previous Registrations
  • 2016-03-07 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-09
  • S66 Uniform Combined State Law Examination
    2016-02-09

View on SEC IAPD

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Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

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