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Fredric Brian Fisher

Trinity Capital Management, LLC

Santa Barbara, CA

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Current Employers
Trinity Capital Management, Llc

607 De La Vista Ave., Santa Barbara, CA 93103 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

607 De La Vista Ave., Santa Barbara, CA 93103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trinity Capital Management Santa Barbara CA 07/2008 Present
  • 07/2008 → Present
    Trinity Capital Management
    Santa Barbara, CA
Previous Registrations
Other Businesses

INSURANCE AGENT - LIFE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-06-10
S66 Uniform Combined State Law Examination 1999-11-15
  • S63 Uniform Securities Agent State Law Examination
    2005-06-10
  • S66 Uniform Combined State Law Examination
    1999-11-15
Designations

View on SEC IAPD

Other Firms

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J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

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DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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