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132 North First Street, Albemarle, NC 28001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-07-17 |
Branch Locations
700 N. Church Street, Concord, NC 28026 • United States
132 North First Street, Albemarle, NC 28001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uwharrie Capital Corp | Albemarle | NC | 02/2008 | Present |
| Private Client Services Llc | Louisville | KY | 04/2012 | Present |
1) UWHARRIE BANK, EXECUTIVE VICE PRES SINCE 2008, 700 CHURCH ST, CONCORD, NC 28025 - COMMERCIAL AND CONSUMER BANK. 130 HOURS PER MONTH DURING TRADING HOURS 2) CENTRAL NORTH CAROLINA Council BSA. BOY SCOUTS - FUNDRAISING CAMPAIGN. TITLE: Member of Board, Vice President-Investments, Assist in Fundraising Activities. 32252 NC HWY24-27, ALBERMARLE, NC 28081, 3-6 HOURS PER MONTH, 1-2 HOURS DURING TRADING HOURS. $0 EST ANNUAL EARNINGS. 3) BEN MYNATT CHILDRENS FOUNDATION CONCORD NC-ANNUAL GOLF FUNDRAISER, LESS THAT 5 HOURS A YEAR. 4) CONCORD ROTARY CLUB FOUNDATION, INC. PO BOX 1387, CONCORD, NC 28026-1387. THE CONCORD ROTARY CLUB FOUNDATION INC IS THE NON-PROFIT ENTITY FORMED TO SUPPORT THE PROJECTS OF THE CONCORD ROTARY CLUB ORGANIZATION. PRESIDENT AND BOARD MEMBER. 1 HR/MO; 1 DURING TRADING HRS. NOT INVESTMENT RELATED. 5) Uwharrie investment Advisors; investment-related; 700 Church Street, Concord, NC 28025; RIA; investment adviser representative; start date: 04/2012; number of hours per month: 130; number of hours per month during trading hours: 130.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-16 |
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