Nicholas James Briggs

Current Employers

Employment History

• 09/2014 → Present
  Lpl Financial, Llc
  San Rafael, CA
• 11/2015 → Present
  Global Retirement Partners
  San Rafael, CA
• 03/2018 → Present
  Rpa Financial, Llc
  San Rafael, CA
• 09/2019 → Present
  Hub International, Inc.
  Chicago, IL

Other Businesses

1. 09/12/2014 - GRP FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SAN RAFAEL, CA. 2. 3/1/2017 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/09/15 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 2/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 9/20/2018 - RPA Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/09/2018 - 15 Hours Per Month During Securities Trading - I provide financial planning and consulting services through RPA Financial, LLC, an independent investment advisor firm. I started this business activity in 3/2018. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 9/12/2019 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 09/15/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB is buying the RIA. Role will remain the same but will now be an employee of HUB International. 5. 11/12/2019 - Hub International Investment Services Inc. - Investment Related - At Reported Business Location(s) - Other-Accommodation Broker/Dealer - Start Date: 10/31/2019 - 0 Hours Per Month - Only registered with this entity to receive payments from compensation paid to this entity from LPL. 6. 6/1/2020 - GRP Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2014 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 4/15/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Start Date: 1/1/2021 - Supports the advisor(s) who will service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. 9. 06/13/2024 - TWD Securities - Other - Accomodation BD - General Operations Associate - Investment Related - At Reported Business Location(s) - Start Date 08/14/2017 - 4 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2015-11-05

Other Names

• Nick Briggs