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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • KY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

9300 Shelbyville Road Suite 900, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Kentucky Athletic Department Lexington KY 08/2000 Present
American United Life Nicholasville KY 03/2016 12/2018
Oneamerica Securities Nicholasville KY 04/2016 12/2018
Allstate Financial Services Richmond KY 12/2018 05/2020
Penn Mutual Insurance Company Horsham PA 07/2020 09/2021
Hornor Townsend & Kent Llc Horsham PA 08/2020 09/2021
Prudential Insurance Company Of America Cincinnati OH 09/2021 Present
Pruco Securities, Llc. Cincinnati OH 09/2021 11/2024
Lpl Enterprise, Llc Columbus OH 11/2024 Present
  • 08/2000 → Present
    University Of Kentucky Athletic Department
    Lexington, KY
  • 03/2016 → 12/2018
    American United Life
    Nicholasville, KY
  • 04/2016 → 12/2018
    Oneamerica Securities
    Nicholasville, KY
  • 12/2018 → 05/2020
    Allstate Financial Services
    Richmond, KY
  • 07/2020 → 09/2021
    Penn Mutual Insurance Company
    Horsham, PA
  • 08/2020 → 09/2021
    Hornor Townsend & Kent Llc
    Horsham, PA
  • 09/2021 → Present
    Prudential Insurance Company Of America
    Cincinnati, OH
  • 09/2021 → 11/2024
    Cincinnati, OH
  • 11/2024 → Present
    Columbus, OH
Previous Registrations
  • 2021-10-05 → 2024-11-14
    Cincinnati, OH
    Columbus, OH
    Louisville, KY
    Lexington, KY
  • 2018-12-20 → 2020-07-07
    Richmond, KY
  • 2016-04-18 → 2018-12-21
    Lexington, KY
  • 2015-04-02 → 2016-04-01
    Investment Professionals, Inc.
    San Antonio, TX
    Glasgow, KY
    Owensboro, KY
    Glasgow, KY
    Scottsville, KY
    Elizabethtown, KY
    Lexington, KY
  • 2012-09-04 → 2015-04-01
    Lexington, KY
    St Louis, MO
    Nicholasville, KY
Other Businesses

1) 08/23/2024 - EKU Sports - Announcer at sporting events - Announce starting lineups, scoring plays, sponsorships, contests, PSA - Outside/W-2 Employment - Non Inv Related - At COLUMBUS, OH - Start Date 11/15/2022 - 3hrs/mth - 0hrs/mth During Trading 2) 08/23/2024 - Transy Sports - Announcer at sporting events - Announce starting lineups, scoring plays, sponsorships, contests, PSA - Outside/W-2 Employment - Non Inv Related - At COLUMBUS, OH - Start Date 03/25/2020 - 4hrs/mth - 1hrs/mth During Trading 3) 08/23/2024 - University of Kentucky Athletics Dept - Announcer at sporting events - Announce starting lineups, scoring plays, sponsorships, contests, PSA - Outside/W-2 Employment - Non Inv Related - At COLUMBUS, OH - Start Date 07/24/2000 - 15hrs/mth - 1hrs/mth During Trading 4) 07/25/2025- DoorDash- Outside/W-2 Employment- Picking up and delivering orders from DoorDash to consumers- not inv. related- at San Francisco, CA- start date 07/28/2025- 25hrs/mnth-0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-15
  • S66 Uniform Combined State Law Examination
    2012-06-15
Other Names
  • Don Howard Hart
  • Donald Howard Hart

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