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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-05-23 |
| TX | RA | APPROVED | 2025-03-06 |
| CA | RA | APPROVED | 2024-02-15 |
Branch Locations
39410 Fremont Boulevard, Fremont, CA 94538-2117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa N.A. | Palo Alto | CA | 09/2013 | 07/2018 |
| Hsbc Bank Usa N.A. | Daly City | CA | 07/2018 | 03/2022 |
| Hsbc Securities (Usa) Inc. | Daly City | CA | 07/2018 | 03/2022 |
| Hsbc Bank Usa N.A. | San Francisco | CA | 03/2022 | 11/2022 |
| Hsbc Securities (Usa) Inc. | San Francisco | CA | 03/2022 | 11/2022 |
| Unemployed | San Jose | CA | 11/2022 | 12/2023 |
| Hsbc Securities Usa Inc. | Fremont | CA | 01/2024 | Present |
| Hsbc Bank Usa National Association | Fremont | CA | 01/2024 | Present |
1. The name of the other business - Rental Property 2. Whether the business is investment-related: Not related 3. The address of the other business - 199 Devine St, San Jose, ca 95110 4. The nature of the other business: Real Estate 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 6/28/2025 8. The approximate number of hours/month you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business: property owner 1. The name of the other business - Rental Property 2. Whether the business is investment-related: Not related 3. The address of the other business - 1262 Ute st, South Lake Tahoe, CA 96150 4. The nature of the other business: Real Estate 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 6/4/2025 8. The approximate number of hours/month you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business: property owner 1. The name of the other business - Rental - 955 N 3rd st Suite B, San Jose, CA 95112 2. Whether the business is investment-related: Not related 3. The address of the other business - 955 N 3rd St Suite B, San Jose, CA 95112 4. The nature of the other business: Real estate 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 10/01/2025 8. The approximate number of hours/month you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business: receive rent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-11 |
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