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Patricia Fata

Fata Financial

Tiburon, CA

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Current Employers
Fata Financial

55 Main St. Fl. 2, Tiburon, CA 94920 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-10
CA RA APPROVED 2002-05-10
  • TX RA
    APPROVED_RES
    Since 2025-09-10
  • CA RA
    APPROVED
    Since 2002-05-10

Branch Locations

55 Main St. 2Nd Floor, Tiburon, CA 94920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fata Financial Tiburon CA 05/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-29
  • S66 Uniform Combined State Law Examination
    2000-11-29
Designations

View on SEC IAPD

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Other Offices

FATA FINANCIAL · TIBURON, CA
OSAIC WEALTH, INC. · TIBURON, CA
GUARANTY FINANCE MANAGEMENT LLC · TIBURON, CA
PARTNERS FOR GROWTH · TIBURON, CA
SLEWGRASS PARTNERS LLC · TIBURON, CA
RING MOUNTAIN CAPITAL, LLC · TIBURON, CA
SHOREPINE WEALTH MANAGEMENT, LLC · Tiburon, CA
MEGALITH · TIBURON, CA

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