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Peter Todd Lyon

Hightower Advisors, LLC

Chicago, IL

Belvedere Tiburon, CA

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-12-01
  • CA RA
    APPROVED
    Since 2008-12-01

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

1550 Tiburon Blvd Suite Bup6, Belvedere Tiburon, CA 94920 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Tiburon CA 11/2008 Present
Hightower Advisors, Llc Tiburon CA 11/2008 Present
  • 11/2008 → Present
    Hightower Securities, Llc
    Tiburon, CA
  • 11/2008 → Present
    Hightower Advisors, Llc
    Tiburon, CA
Previous Registrations
  • 2007-04-02 → 2008-12-03
    Morgan Stanley & Co. Llc
    San Rafael, CA
    San Francisco, CA
  • 1994-01-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Francisco, CA
    San Francisc, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-29
S63 Uniform Securities Agent State Law Examination 1983-04-28
  • S65 Uniform Investment Adviser Law Examination
    1992-12-29
  • S63 Uniform Securities Agent State Law Examination
    1983-04-28
Other Names
  • Toddio Lyon

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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