Mike Worthington

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-10-22
CA	RA	APPROVED	2014-12-22

TX RA
APPROVED_RES

Since 2019-10-22
CA RA
APPROVED

Since 2014-12-22

Branch Locations

1535 Tiburon Blvd, Tiburon, CA 94920 • United States

630 E Blithedale Ave, Mill Valley, CA 94941 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P.MOrgan Securities	San Rafeak	CA	11/2014	01/2017
Jp Morgan Securities, Llc	Novato	CA	01/2017	Present
Jpmorgan Chase Bank	Novato	CA	01/2016	Present

11/2014 → 01/2017

J.P.MOrgan Securities

San Rafeak, CA
01/2017 → Present

Jp Morgan Securities, Llc

Novato, CA
01/2016 → Present

Jpmorgan Chase Bank

Novato, CA

Previous Registrations

2014-05-05 → 2014-12-23

Ameritas Investment Company, Llc

San Francisco, CA

Lincoln, NE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-05-03
S63	Uniform Securities Agent State Law Examination	2010-12-20

S65 Uniform Investment Adviser Law Examination

2012-05-03
S63 Uniform Securities Agent State Law Examination

2010-12-20

Designations

Other Names

Michael John Worthington

View on SEC IAPD

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews