Scott Richard Arwin

Employer firm

Ring Mountain Capital, LLC CRD 288714

$222M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1997 → 03/2017
  Ubs Financial Services Inc.
  San Francisco, CA
• 04/2017 → 12/2017
  Northwest Asset Management
  Mercer Island, WA
• 07/2017 → Present
  Ring Mountain Capital
  Tiburon, CA

Previous Registrations

• 2017-04-03 → 2018-01-02
  Northwest Asset Management
  Mill Valley, CA
  Mercer Island, WA
• 1997-07-08 → 2017-04-05
  Ubs Financial Services Inc.
  San Francisco, CA
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-07
• S63 Uniform Securities Agent State Law Examination
  1993-11-01

Designations

• Chartered Financial Analyst