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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-09
  • CA RA
    APPROVED
    Since 2023-09-09

Branch Locations

1535 Tiburon Blvd, Tiburon, CA 94920 • United States

630 E Blithedale Ave, Mill Valley, CA 94941 • United States

401 Sir Francis Drake Blvd., Greenbrae, CA 94904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Greenbrae CA 05/2016 Present
Jpmorgan Chase Bank, N.A. Greenbrae CA 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-08
S63 Uniform Securities Agent State Law Examination 2016-07-20
  • S66 Uniform Combined State Law Examination
    2023-09-08
  • S63 Uniform Securities Agent State Law Examination
    2016-07-20
Other Names
  • Ray Galvez
  • Raymundo Galvez
  • Raymundo Franco Galvez

View on SEC IAPD

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