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Daniel William Mendoza

Prospect Capital Advisors, LLC

Sausalito, CA

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Current Employers
Prospect Capital Advisors, Llc

501 Humboldt Avenue, 2Nd Floor, Sausalito, CA 94965 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2001-01-25
  • CA RA
    APPROVED
    Since 2001-01-25

Branch Locations

501 Humboldt Avenue, 2Nd Floor, Sausalito, CA 94965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospect Capital Advisors, Llc Sausalito CA 10/2000 Present
Designations

View on SEC IAPD

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