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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-09
  • CA RA
    APPROVED
    Since 2022-09-09

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Culver City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 10/2002 08/2022
Principal Securities, Inc. Culver City CA 09/2022 Present
Principal Life Insurance Company Culver City CA 08/2022 Present
  • 10/2002 → 08/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2022 → Present
    Culver City, CA
  • 08/2022 → Present
    Principal Life Insurance Company
    Culver City, CA
Previous Registrations
  • 2011-08-03 → 2022-08-19
    Cetera Wealth Services, Llc
    Culver City, CA
    El Segundo, CA
    El Segundo, CA
    Richmond, VA
    Grand Rapids, MI
    Northbrook, IL
    Barnesville, MN
    Agoura, CA
    Farmington Hills, MI
    Lansing, MI
    Las Cruces, NM
    Prairieville, LA
    Liberty, MO
    Simi Valley, CA
    Simi Valley, CA
    San Diego, CA
    Midlothian, VA
    Richmond, VA
    Newport Beach, CA
    Sonoma, CA
    Wynnewood, OK
    Burkburnett, TX
    Lone Jack, MO
    Bixby, OK
    Valencia, CA
    Booker, TX
    Middleville, MI
    Mayfield, KY
    Naperville, IL
    Aurora, IL
    Madison, AL
    Heath, TX
    Durham, NC
    Oxnard, CA
    Latham, NY
    San Diego, CA
    Macomb, MI
    Grand Rapids, MI
    Hudsonville, MI
    Santa Rosa, CA
    Simi Valley, CA
    Springfield, OH
    Portland, OR
    Waterford, MI
    Fowlerville, MI
    Chico, CA
    Madison, WI
    El Segundo, CA
    Lake Oswego, OR
    Grand Rapids, MI
    Fort Atkinson, WI
    Saginaw, MI
    Paynesville, MN
    Mooresville, NC
    Sioux Falls, SD
    San Diego, CA
Other Businesses

THE FRIENDSHIP FACTOR 501(C)(3) POSITION: Co-Founder and Treasurer NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 3869 Tilden Ave #2, Culver City CA 90232, United States DESCRIPTION: The Friendship Factor is a 501(c)(3) EIN# 88-0835432 created by myself and another special needs mom for kids who are autistic/adhd or any other neurodiverse difference. I am a cofounder and treasurer. My duties consist of paying invoices for expenditures as well as run fund raisers for donations.Ihave control over the FF bank account and can write checks. Nothing gets paid from this account without the approval of both founders. This is an unpaid position and does not involve any clients at all (as I am a non producing rep).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-29
  • S66 Uniform Combined State Law Examination
    2011-07-29
Other Names
  • Josie Hernandez
  • Josefina Hernandez
  • Josie Sandoval
  • Josefina Sandoval

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