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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-09 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Culver City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 10/2002 | 08/2022 |
| Principal Securities, Inc. | Culver City | CA | 09/2022 | Present |
| Principal Life Insurance Company | Culver City | CA | 08/2022 | Present |
THE FRIENDSHIP FACTOR 501(C)(3) POSITION: Co-Founder and Treasurer NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 3869 Tilden Ave #2, Culver City CA 90232, United States DESCRIPTION: The Friendship Factor is a 501(c)(3) EIN# 88-0835432 created by myself and another special needs mom for kids who are autistic/adhd or any other neurodiverse difference. I am a cofounder and treasurer. My duties consist of paying invoices for expenditures as well as run fund raisers for donations.Ihave control over the FF bank account and can write checks. Nothing gets paid from this account without the approval of both founders. This is an unpaid position and does not involve any clients at all (as I am a non producing rep).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-29 |
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