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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-03-13 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
7400 Metro Blvd., Suite 213, Edina, MN 55439 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | St Paul | MN | 05/2016 | 03/2022 |
| Lpl Financial Llc | Edina | MN | 03/2022 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 02/2023 | Present |
1)3/2022- 401(K) PLAN PROFESSIONALS- DBA for LPL Business (entity for LPL business)- inv. related- Registered Admin - EDINA, MN 2)3/2022- Real Estate Rental- owner- inv. related- 2117 Highland Parkway St Paul MN 55116- start date 4/2021- 0hrs 3) 04/05/2022 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 4/1/2022- 40 Hours Per Month - Time Spent 100% - I provide administrative support to Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 04/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 04/05/2022 - Global Retirement Partners, LLC - DBA: 401 (K) Plan Professionals - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 4/1/2022- 40 Hours Per Month - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-21 |
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