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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-16 |
| CA | RA | APPROVED | 2024-09-12 |
Branch Locations
888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | La Jolla | CA | 04/2008 | 09/2022 |
| Ubs Financial Services Inc. | La Jolla | CA | 09/2022 | 09/2024 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 09/2024 | Present |
Notary Public, California, San Diego County , June 2024; During business hours: 0; After business hours: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-26 |
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