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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-12 |
| CA | RA | APPROVED | 2023-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pasadena | CA | 01/2015 | 11/2016 |
| Wells Fargo Bank, Na | La Crescenta | CA | 01/2014 | 02/2023 |
| Wells Fargo Clearing Services, Llc | La Crescenta | CA | 11/2016 | 02/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 02/2023 | Present |
| Bank Of America N.A. | Pasadena | CA | 04/2023 | Present |
I*1199286 For profit or not for profit: Entity For Profit Name of outside business organization: Stamped Notary Services Investment related: N Address of business: Pasadena, California, 91104, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 2/27/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I was performing mobile notary services; I do not currently conduct any notary business though but still have the Sole Prop as it was simply filed with a FNS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-10 |
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