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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
680 E Colorado Blvd Ste 2100, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Pasadena | CA | 05/2015 | Present |
| World Financial Group, Inc. | Pasadena | CA | 06/2011 | Present |
| Kawin Thoncompeeravas Landscaping Dba Landxscape Design Group | North Hills | CA | 04/2011 | Present |
| Kawin Thoncompeeravas Cleaning | North Hills | CA | 04/2011 | Present |
| Koh Financial Solutions | North Hills | CA | 05/2013 | Present |
| Perlas Insurance Services | Glendale | CA | 05/2018 | Present |
| Lyft | San Francisco | CA | 06/2018 | Present |
| Uber | Los Angeles | CA | 06/2018 | Present |
| Ysl Fund Administration | Arcadia | CA | 04/2023 | Present |
| Axianta Financial Partners | Henderson | NV | 06/2011 | Present |
| Mae & Associates, Inc. Insurance Services | Diamond Bar | CA | 10/2023 | Present |
| Real Estate Rentals | North Hills | CA | 03/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Koh Financial Solutions | 05/2013 | North Hills, CA | Not investment related | Owner Axianta Financial Partners | 06/2011 | Henderson, NV | investment related KAWIN THONCOMPEERAVAS LANDSCAPING DBA LANDXSCAPE DESIGN GROUP/INVESTMENT RELATED - NO/15543 TUPPER ST NORTH HILLS CA 91343#10;818-314-9760/LANDSCAPING / GROUNDS MAINTENANCE/OWNER/04.2011/5/0/MANAGEMENT#10;#10;KAWIN THONCOMPEERAVAS CLEANING/INVESTMENT RELATED - NO/15543 TUPPER ST NORTH HILLS CA 91343 #10;818-314-9760/CLEANING OF COMMERCIAL PROPERTIES/OWNER/04.2011/3/3/MANAGEMENT#10;#10;KOH FINANCIAL SOLUTIONS/INVESTMENT RELATED - NO/15543 TUPPER ST NORTH HILLS CA 91343#10;818-314-9760/NOTHING, CURRENTLY INACTIVE/OWNER/05.2013/0/0/NOTHING, CURRENTLY INACTIVE#10;#10; PERLAS INSURANCE SERVICES/NOT INVESTMENT RELATED/PRODUCER/5.1.2018/100 W. BROADWAY, SUITE 1060, GLENDALE, CA 91210/PROPERTY & CASUALTY INSURANCE (PERSONAL, BUSINESS, COMMERCIAL HEALTHCARE)/AS NEEDED -SERVICE BUSINESS INSURANCE FOR HEALTH CARE FACILITIES AND FOOD SERVICE COMPANIES/HOURS.MONTH:10/HOURS DURING SECURITIES TRADING HOURS:1 UBER / 06/18-PRESENT / INVESTMENT RELATED: NO / 111762 WESTWOOD BLVD. LOS ANGELES, CA 90024 / DRIVER/ RIDE SHARE / HRS. WORK MONTHLY: 40 / SEC TRADING HRS: 0 / PICK UP, DRIVE AND DROP PEOPLE OFF LYFT / 06/18-PRESENT / INVESTMENT RELATED: NO / 566 BRANNAN ST., SAN FRANCISCO, CA 94107 / DRIVER/ RIDE SHARE / HRS. WORK MONTHLY: 40 / SEC TRADING HRS: 0 / PICK UP, DRIVE AND DROP PEOPLE OFF PASSENGERS YSL FUND ADMINISTRATION POSITION: Administrator NATURE: Bookkeeping & Record Keeping INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2023 ADDRESS: 1416 Orlando Dr, Arcadia CA 91006, United States DESCRIPTION: 1. Regulatory Administration and Compliance Support Services preparing regulatory forms 2. Financial Accounting Reporting Preparing administrative and procedural process Establishing and maintaining general ledgers Generating financing reporting packages Generating and distributing capital account statements 4. Record Keeping MAE & ASSOCIATES, INC. INSURANCE SERVICES POSITION: Sub Producer NATURE: P&C Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2023 ADDRESS: MEA & Associates Insurance Services, 3333 S Brea Canyon Rd STE 215, Diamond Bar CA 91765, United States DESCRIPTION: Referrals & Co-Producer REAL ESTATE RENTALS POSITION: PROPERTY OWNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2025 ADDRESS: 15543 Tupper St, North Hills CA 91343, United States DESCRIPTION: Daily/weekly responsibilities include: Collecting and tracking rent payments (primarily via Zelle and Venmo) Responding to tenant inquiries and maintenance requests Coordinating repairs and vendor services Conducting periodic property inspections Managing lease renewals, move-ins/outs, and basic record-keeping I typically spend 3-4 hours per Month on these tasks, mainly in the evenings, with more time required at the beginning of each month for rent collection. This is strictly limited to our existing family properties and does not involve advertising, soliciting new tenants, or growing a separate business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-31 |
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