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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-04 |
| TX | RA | APPROVED | 2024-12-04 |
Branch Locations
3366 N Torrey Pines Ct Ste 314, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Solana Beach | CA | 09/2015 | Present |
| Stratos Wealth Partners, Ltd | Solana Beach | CA | 09/2015 | Present |
1. 08/01/2016 - Torreblanca Wealth Management Corp - INV REL - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - START 09/24/2015 - 160 HRS/MO DURING SECS TRDG HRS - LPL Commissions. 2. 3/17/2020 - Guardtower Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/11/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 10/29/2021 - 3Mark Financial and Insurance Designers of America - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/15/2016 - 5 Hours Per Month During Securities Trading - Sale and service of fixed insurance 4. 08/18/2023 - No Business Name - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 0 Hours Per Month/ 0 Hours During Trading 5. 10/18/2023 - Guardtower Financial Services, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 160 Hours Per Month/ 8 Hours During Trading. 6.09/22/2025 - Real Estate Rental - Inv rel - Start date: 09/16/2025 - 0hrs/mnth 0hr during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-28 |
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