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Douglas M Galloway

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Chester, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-11
OH RA APPROVED 2012-04-23
  • TX RA
    APPROVED
    Since 2013-02-11
  • OH RA
    APPROVED
    Since 2012-04-23

Branch Locations

7400 Tylersville Rd, West Chester, OH 45069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Cincinnati OH 01/2012 Present
Bank Of America N.A Cincinnati OH 05/2012 Present
  • 01/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Cincinnati, OH
  • 05/2012 → Present
    Bank Of America N.A
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-20
  • S66 Uniform Combined State Law Examination
    2012-04-20
Other Names
  • Douglas Moore Galloway
  • Douglas Moore Galloway

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · WEST CHESTER, OH
SOUTHLAND EQUITY PARTNERS, LLC. · West Chester, OH
OSAIC WEALTH, INC. · WEST CHESTER, OH
HORNOR, TOWNSEND & KENT, LLC · WEST CHESTER, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Liberty Township, OH
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