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Nicholas Andrew Hirstein

J.P. Morgan Securities LLC

Spring, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-12
  • TX RA
    APPROVED
    Since 2021-08-12

Branch Locations

25025 I-45 North, Spring, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Spring TX 07/2011 Present
J.P. Morgan Securities Llc Spring TX 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-19
S63 Uniform Securities Agent State Law Examination 2012-02-21
  • S66 Uniform Combined State Law Examination
    2021-07-19
  • S63 Uniform Securities Agent State Law Examination
    2012-02-21
Other Names
  • Nicholas A Hirstein

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · SPRING, TX
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