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Brian T Marshall

Morgan Stanley

Torrance, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Woodland Hills CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Woodland Hills, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2005-08-26 → 2009-06-01
    Woodland Hills, CA
    Woodland Hills, CA
  • 2000-09-25 → 2005-09-01
    Morgan Stanley Dw Inc.
    Woodland Hls, CA
Other Businesses

*432523 - Brian Marshall and Kimberly Marshall JTWROS; Investment related - Yes; Goleta; California; Real Estate; Co-owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2021; During business hours: 0; After business hours: 1; Property Management *464384 - Rental Property; Investment related - Yes; Goleta, California; Real Estate; I'll be co-owner with my spouse, JTWROS(proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 1; Property Management *590319 - Rental Property- 6819 Fortuna ; Investment related - Yes ; Goleta, California ; Rental Property ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 4/2024 ; During business hours : 0 ; After business hours : 1 ; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-01
  • S66 Uniform Combined State Law Examination
    2000-08-01
Other Names
  • Brian T. Marshall

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