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David Siegel

Hightower Advisors, LLC

Purchase, NY

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-21
  • NY RA
    APPROVED
    Since 2023-04-21

Branch Locations

2500 Westchester Avenue Suite 210, Purchase, NY 10577 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Rye Brook NY 10/2012 01/2017
Park Avenue Securities Llc Rye Brook NY 10/2012 01/2017
Altium Wealth Management Purchase NY 01/2017 04/2022
Hightower Altium Holding, Llc Purchase NY 04/2022 04/2023
Hightower Advisors Chicago IL 04/2023 Present
  • 10/2012 → 01/2017
    Guardian Life Insurance Co Of America
    Rye Brook, NY
  • 10/2012 → 01/2017
    Park Avenue Securities Llc
    Rye Brook, NY
  • 01/2017 → 04/2022
    Altium Wealth Management
    Purchase, NY
  • 04/2022 → 04/2023
    Hightower Altium Holding, Llc
    Purchase, NY
  • 04/2023 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
  • 2022-04-29 → 2023-05-18
    Altium Wealth Management
    Purchase, NY
  • 2021-07-09 → 2022-06-01
    Altium Wealth Management Llc
    Purchase, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-07
S63 Uniform Securities Agent State Law Examination 1999-08-06
  • S65 Uniform Investment Adviser Law Examination
    2021-01-07
  • S63 Uniform Securities Agent State Law Examination
    1999-08-06
Other Names
  • David Scott Siegel

View on SEC IAPD

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SIOBHAN BRADY
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Michael Patrick Zazuri
DYLAN William WYNNE
ROB ANTONY SABEL

Other Offices

GREENHAVEN ASSOCIATES INC · PURCHASE, NY
UBS FINANCIAL SERVICES INC. · Purchase, NY
NOW ASSET MANAGEMENT LLC · PURCHASE, NY
OTR GLOBAL LLC · PURCHASE, NY
JANNEY MONTGOMERY SCOTT LLC · PURCHASE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PURCHASE, NY
GREYWOLF CAPITAL MANAGEMENT LP · PURCHASE, NY
OLSTEIN CAPITAL MANAGEMENT, L.P. · PURCHASE, NY

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