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Paul R Dio

Innovative Advisory Group

Lexington, MA

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Current Employers
Innovative Advisory Group

394 Lowell Street, Suite 8, Lexington, MA 02420 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-01-22
  • MA RA
    APPROVED
    Since 2021-01-22

Branch Locations

394 Lowell Street, Suite 8, Lexington, MA 02420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Woburn MA 12/2011 12/2017
Trilogy Financial Services Woburn MA 12/2011 12/2020
Trilogy Capital, Inc. Woburn MA 11/2015 12/2020
Lpl Financial Llc Woburn MA 11/2017 01/2018
Lpl Financial Llc Woburn MA 11/2017 12/2020
Innovative Advisory Group, Llc Lexington MA 01/2021 Present
  • 12/2011 → 12/2017
    National Planning Corporation
    Woburn, MA
  • 12/2011 → 12/2020
    Trilogy Financial Services
    Woburn, MA
  • 11/2015 → 12/2020
    Trilogy Capital, Inc.
    Woburn, MA
  • 11/2017 → 01/2018
    Lpl Financial Llc
    Woburn, MA
  • 11/2017 → 12/2020
    Lpl Financial Llc
    Woburn, MA
  • 01/2021 → Present
    Innovative Advisory Group, Llc
    Lexington, MA
Previous Registrations
  • 2016-07-05 → 2021-01-04
    Trilogy Capital, Inc.
    Woburn, MA
    Irvine, CA
  • 2017-11-29 → 2018-03-27
    Lpl Financial Llc
    Burlington, MA
  • 2015-06-16 → 2017-11-29
    National Planning Corporation
    Woburn, MA
Other Businesses

Independent Insurance Producer in the Commonwealth of Massachusetts (Insurance License #: 1913507)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-29
S63 Uniform Securities Agent State Law Examination 2012-03-29
  • S65 Uniform Investment Adviser Law Examination
    2015-05-29
  • S63 Uniform Securities Agent State Law Examination
    2012-03-29

View on SEC IAPD

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FREYA FINANCIAL SERVICES

Other Investors

JENNIFER MARY MCCARTHY
PATRICK JEREMIAH CARPENTER
JOHN WILLIAM BULLOCK
Katrina Mann Graves
Nicholas Joseph Avola
THOMAS JOSEPH OUELLETTE
Paul Matthew Garozzo
SPENCER NORMAN BETTS

Other Offices

LPL FINANCIAL LLC · LEXINGTON, MA
OUELLETTE WEALTH ADVISORY LLC · LEXINGTON, MA
HIGHTOWER ADVISORS, LLC · Lexington, MA
HIGHTOWER ADVISORS, LLC · Lexington, MA
STREET SMART FINANCIAL, LLC · LEXINGTON, MA
LPL FINANCIAL LLC · LEXINGTON, MA
LPL FINANCIAL LLC · LEXINGTON, MA
COMMONWEALTH FINANCIAL NETWORK · LEXINGTON, MA

More in Lexington, MA

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