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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-25
NV RA APPROVED 2025-09-19
  • MN RA
    APPROVED
    Since 2025-09-25
  • NV RA
    APPROVED
    Since 2025-09-19

Branch Locations

3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 11/2011 03/2020
Ameriprise Financial Services, Llc Las Vegas NV 03/2020 Present
Other Businesses

Name of Activity: purchase and resell of items online; Date Activity Started/Modified/Ended: 9/1/2024; Type of Activity: Retail Sales; Role/Relationship: Other - self source of income; Responsibilities: purchase and resell of items online; Total Hours Per Month: 21 - 40; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: video's for utube ; Date Activity Started/Modified/Ended:2025-08-13; Address: 880 brunellos ave, las vegas nv 89123; Type of Activity: Other; Describe if any other Activity: video's for utube ;Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: create videos for Utube, hopefully to provide income; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-26
  • S66 Uniform Combined State Law Examination
    2012-01-26
Other Names
  • Phil Arthur Higgins
  • Philip A Higgins

View on SEC IAPD

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