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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-05 |
| TX | RA | APPROVED_RES | 2022-08-04 |
Branch Locations
180 Glastonbury Blvd, Glastonbury, CT 06033 • United States
West Hartford, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Partners | Windsor | CT | 09/2014 | 07/2022 |
| Voya Financial | Windsor | CT | 09/2014 | 07/2022 |
| Voya Financial Advisors | Windsor | CT | 09/2014 | 07/2022 |
| Lpl Financial | Glastonbury | CT | 08/2022 | Present |
1-08/2022 / MAY, BONEE & CLARK FINANCIAL SERVICES / DBA for LPL Business (entity for LPL business) / Investment Related / GLASTONBURY CT 06033 2-08/2022 / TODD ROSEN, SOLE PROPRIETOR / Non-Variable Insurance / Investment Related / GLASTONBURY CT 06033 3- 04/29/2024 - Risk Strategies Corporation - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 2 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-04 |
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