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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-05-02 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
500 Commerce Drive, Suite 100, Moon Township, PA 15108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financail Services, Inc | Moon Township | PA | 09/2017 | 04/2022 |
| Raymons James Finacial Services, Inc | Moon Township | PA | 05/2017 | 09/2017 |
| University Of Akron | Akron | OH | 01/2013 | 05/2017 |
| Open Airplane | New York | NY | 05/2016 | 09/2016 |
| Heritage Wealth Managment | Moon Township | PA | 05/2013 | 05/2017 |
| Raymond James Financial Services Advisor, Inc | Moon Township | PA | 02/2018 | 05/2022 |
| Heritage Wealth Management Llc | Moon Township | PA | 06/2016 | 04/2022 |
| Lpl Financial Llc | Moon Township | PA | 05/2022 | Present |
| Hub International | Chicago | IL | 06/2022 | Present |
| Global Retierment Partners | Moon Township | PA | 06/2022 | Present |
1) 05/2022 - Heritage Wealth Management Group, a division of HUB Retirement and Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 05/2022 - HUB International - Outside/W-2 Employment - Non-Inv Rel - At Reported Business Location(s) 3) 05/2022 - HUB International Investment Services, Inc. - Accommodation Broker/Dealer - Non-Inv Rel - At Reported Business Location(s) 4) 05/2022 - HUB Retirement and Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 5) 07/27/2022 - Heritage Wealth Mgmt Group, a division of HUB - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 06/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 6) 07/27/2022 - Global Retirement Partners, LLC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 05/02/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC., an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 12/05/2025 - Finnell Freight - Other - Trucking - Not Investment Related - Home Based - Start Date 11/10/2025 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-02 |
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