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Connie Corina Horstkotte

Osaic Wealth, Inc.

Torrance, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • CA RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

3838 Carson Street Suite 220, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Secruities Corporation Torrance CA 07/2004 11/2023
Osaic Wealth, Inc. Torrance CA 11/2023 Present
  • 07/2004 → 11/2023
    Fsc Secruities Corporation
    Torrance, CA
  • 11/2023 → Present
    Torrance, CA
Previous Registrations
  • 2004-08-02 → 2023-11-03
    Fsc Securities Corporation
    Torrance, CA
  • 2000-06-07 → 2004-07-26
    Waddell & Reed
    Torrance, CA
Other Businesses

1) OFFICE SHARING ARRANGEMENT POSITION: Lessee NATURE: Separate lesses; receive rental income periodically on the conference room rental by the hour on as needed basis INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016; ADDRESS: 3838 Carson St, #220, Torrance CA 90503; DESCRIPTION: indirectly receive rental income periodically on the conference room rental by the hour on as needed basis 2) INSURANCE POSITION: Other - Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2004 ADDRESS: 3838 Carson St, Suite 220, Torrance CA 90503, United States DESCRIPTION: Review insurance products which may fit clients situation Discuss proper vehicle for clients with insurance groups Assess clients situation, determine proper insurance plan Meet with clients and present recommendation Application processing and delivery to clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-01
  • S66 Uniform Combined State Law Examination
    2000-06-01
Designations
Other Names
  • Connie Corina Maniago

View on SEC IAPD

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