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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
Branch Locations
3838 Carson Street Suite 220, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Secruities Corporation | Torrance | CA | 07/2004 | 11/2023 |
| Osaic Wealth, Inc. | Torrance | CA | 11/2023 | Present |
1) OFFICE SHARING ARRANGEMENT POSITION: Lessee NATURE: Separate lesses; receive rental income periodically on the conference room rental by the hour on as needed basis INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016; ADDRESS: 3838 Carson St, #220, Torrance CA 90503; DESCRIPTION: indirectly receive rental income periodically on the conference room rental by the hour on as needed basis 2) INSURANCE POSITION: Other - Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2004 ADDRESS: 3838 Carson St, Suite 220, Torrance CA 90503, United States DESCRIPTION: Review insurance products which may fit clients situation Discuss proper vehicle for clients with insurance groups Assess clients situation, determine proper insurance plan Meet with clients and present recommendation Application processing and delivery to clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-01 |
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