Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-20
  • TX RA
    APPROVED
    Since 2021-10-20

Branch Locations

25025 I-45 North, Spring, TX 77380 • United States

10665 Kuykendahl Road, The Woodlands, TX 77382 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. The Woodlands TX 12/2009 Present
J.P. Morgan Securities Llc The Woodlands TX 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-11
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2021-09-11
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15
Other Names
  • Leah N Kimmons
  • Leah N Reno

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Spring, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor