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120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-01 |
Branch Locations
120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States
1901 Roxborough Road Suite 315, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Charlotte | NC | 02/2016 | 04/2023 |
| Marsh Mclennan Agency | Greensboro | NC | 01/2021 | 05/2023 |
| Mma Securities Llc | Charlotte | NC | 04/2023 | 05/2023 |
| Nfp Retirement, Inc. | Aliso Viejo | CA | 05/2023 | 10/2025 |
| Wealthspire Retirement Advisory | Aliso Viejo | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-28 |
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