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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-09-15 |
| NH | RA | APPROVED | 2025-09-12 |
Branch Locations
59 Sycamore Street Suite 101, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | South Windsor | CT | 09/2011 | 01/2018 |
| Prudential Insurance Company Of America | South Windsor | CT | 09/2011 | 01/2018 |
| Equity Services, Inc. | Glastonbury | CT | 02/2018 | 12/2018 |
| Maffe Financial Group | Glastonbury | CT | 01/2018 | 12/2018 |
| Massmutual Life Insurance Co | Norwalk | CT | 12/2018 | 01/2020 |
| Mml Investors Services, Llc | Norwalk | CT | 12/2018 | 01/2020 |
| Equity Services, Inc. | Beverly | MA | 02/2020 | 10/2021 |
| National Life Group | Beverly | MA | 02/2020 | 10/2021 |
| Lpl Financial Llc | Canton | CT | 10/2021 | 09/2023 |
| Excel Wealth Management, Llc | Manchester | CT | 01/2022 | 07/2023 |
| Penn Mutual Life Insurance Company | Salem | NH | 07/2019 | 11/2024 |
| Hornor, Towsend & Kent, Llc | Salem | NH | 09/2023 | 10/2024 |
| Massmutual Life Insurance Co | Bedford | NH | 11/2024 | 09/2025 |
| Mml Investors Services, Llc | Bedford | NH | 11/2024 | 09/2025 |
| Edward Jones | St Louis | MO | 09/2025 | Present |
National Life Group/Life of Southwest Montpelier, VT Start date: 2/1/2020 Hours per week: 0 Hours during trading: 0 Desc: No responsibilities * Innovative Design Partners LLC Nashville, TN Start date: 7/1/2021 Hours per week: 0 Hours during trading: 0 Desc: No responsibilities * Penn Mutual Horsham, PA Start date: 10/1/2020 Hours per week: 0 Hours during trading: 0 Desc: No responsibilities * Zurich Ins Co. Schaumburg, IL Start date: 4/1/2021 Hours per week: 0 Hours during trading: 0 Desc: No responsibilities * Ward Brokerage Associates Avon, CT Start date: 9/1/2024 Hours per week: 0 Hours during trading: 0 Desc: No responsibilities * Davey Watch & Coin Type of business: Ebay sales Easton, NH Start date: 1/1/2025 Owner Hours per week: 5 Hours during trading: 0 Desc: Sell items on ebay.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-02 |
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